Company Our Duties

As your exclusive financial advisor, our duties over the duration of our contract with regard to a Financing shall include the following:

  1. Review. Perform a review and financial evaluation of the client and its business and operations.  This could include one or more visits to the client, review of business plan and financial information, and meetings with senior management and key employees as appropriate.
  2. Financial Analysis. Analyze the client’s current and prospective financial position and assist the client in determining the amount and form of financing that will best accomplish the client’s financial objectives.
  3. Confidential Memorandum. Upon request by the client and based on information supplied by the client, assist in the preparation of a confidential document describing the client and its business (a “Confidential Memorandum”) for presentation to prospective financing sources.  The client would review and approve the Confidential Memorandum prior to its presentation to prospective financing sources.
  4. Marketing. Distribute the Confidential Memorandum to a select group of prospective financing sources (who have been selected and screened by WorldVest and approved by the client) and  arrange meetings with client management for those investors that are interested.  In most cases, WorldVest will not attend investor meetings 
  5. Negotiation. Assist and advise the client in negotiations with prospective financing sources, subject at all times to the client’s direction, review and final approval.
  6. Communication. Provide the client with periodic status reports and be available to the client at all reasonable times to discuss any matters relating to a possible Financing. 
  7. Other. Render such additional financial advisory services with respect to a Financing including, without limitation, meetings with the Board of Directors and other representatives of the client, as may be reasonably requested by the client.

WorldVest shall use reasonable efforts to assist the client in completing a Financing; however the client acknowledges that WorldVest’s obligations hereunder are on a “best efforts” basis and shall not constitute a firm commitment to underwrite the Financing.

The client may request that WorldVest perform other financial advisory services on behalf of the client.  Any such engagement shall be the subject of a separate agreement (or an addendum or supplement to this agreement) between the parties.

WorldVest agrees that all information it receives from the client will be treated as strictly confidential, unless the information is publicly available, and shall only be used by WorldVest for the purposes set forth herein.